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The Securities and Exchange Board of India Act, 1992

The Securities and Exchange Board of India Act, 1992







Short Title, Extent and Commencement




Establishment and Incorporation of Board
4 Management of the Board
5 Term of Office and Conditions of Service of Chairman and Members of the Boards


Removal of Member from Office


7A Member not to participate in meeting in certain cases


Vacancies, etc., not to invalidate proceedings of board


Officers and Employees of the board


Transfer of assets, liabilities, etc., of existing securities and exchange board to the board


Functions of Board
11A Matters to be disclosed by the Companies
11B Power t Issue directions
12 Registration of Stock-brokers, Sub-brokers, Share transfer agents, etc.
13 Grants by the Central Government
14 Fund
15 Accounts and Audit
15A Penalty For Failure To Furnish Information, Return, Etc.


Penalty For Failure By Any Person To Enter Into Agreement With Clients.


Penalty For Failure To Redress Investors’ Grievances.
15D Penalty For Certain Defaults in Case Of Mutual Funds.
15E Penalty For Failure To Observe Rules And Regulations By An Asset Management Company.
15F Penalty For Default In Case Of Stock-brokers.
15G Penalty For Insider Trading.
15H Penalty For Non-disclosure Of Acquisition Of Shares And Take-overs.
15I Power To Adjudicate.
15J Factors To Be Taken Into Account By The Adjudicating Officer.
15K Establishment Of Securities Appellate Tribunals.
15L Composition Of Securities Appellate Tribunal.
15M Qualifications For Appointment As Presiding Officer Of The Securities Appellate Tribunal.
15N Terms Of Office.
15-O Salary And Allowances And Other Terms And Conditions Of Service Of Presiding Officers.
15P Filling Up Of Vacancies.
15Q Resignation And Removal.
15R Orders Constituting Appellate Tribunal To Be Final And Not To Invalidate Its Proceedings.
15S Staff Of The Securities Appellate Tribunal.
15T Appeal To The Securities Appellate Tribunal.
15U Procedure And Powers Of The Securities Appellate Tribunal.
15V Right To Legal Representation.
15W Limitation.
15X Presiding Officer And Stall Of Securities Appellate Tribunals To Be Public Servants.
15Y Civil Court Not To Have Jurisdiction.
15Z Appeal To High Court.
16 Power Of Central Government To Issue Directions.
17 Power Of Central Government To Supersede The Board.
18 Returns And Reports.
19 Delegation.
20 Appeals.
20A Bar Of Jurisdiction.
21 Savings.
22 Members, Officers And Employees Of The Board To Be Public Servants.
23 Protection Of Action Taken In Good Faith.
24 Offences.
25 Exemption From Tax On Wealth And Income.
26 Cognizance Of Offences By Courts.
27 Offences By Companies.
28 Power To Exempt.
29 Power To Make Rules.
30 Power To Make Regulations.
31 Rules And Regulations To Be Laid Before Parliament.
32 Application Of Other Laws Not Barred.
33 Amendment Of Certain Enactments.
34 Power To Remove Difficulties.
35 Repeal And Saving.
Part 1 Amendments To The Capital Issues (Control) Act, 1947
Part 2 Amendments To The Securities Contracts (Regulation) Act, 1956


Indian Laws – Bare Acts

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